Complaint: SEC v. Dean L. Buntrock, Phillip B. Rooney, James
https://www.sec.gov/litigation/complaints/complr17435.htm
1992 False and Misleading Annual and Quarterly Reports1993 False and Misleading Annual and Quarterly Reports1994 False and Misleading Annual and Quarterly Reports1995 False and Misleading Annual and Quarterly Reports1996 False and Misleading Annual and Quarterly ReportsFalse and Misleading Quarterly Reports 1997The Scheme UnravelsEach Defendant's Participation in The FraudIll-Gotten Gains from Performance-Based Bonuses and Insider Trading ProfitsKoenig's TradingNew Management and the Third Quarter 1997 Charge287. In attempting to explain the quarter-to-quarter trends in 1997, new management was forced to confront the "one-off" problem — the true picture of the Company's 1997 results was skewed by the non-recurring items (and other misclassifications) from 1996 that inflated the prior year's rep…The Restatement — Then the Largest in Corporate History293. The accounting review started in mid-July by Buntrock's successor continued through the end of the year, with the same long-time Company controllers conducting the review. AA continued as the Company's auditor, but a new engagement team was assembled to audit the …See more on sec.gov New Management and the Third Quarter 1997 Charge287. In attempting to explain the quarter-to-quarter trends in 1997, new management was forced to confront the "one-off" problem — the true picture of the Company's 1997 results was skewed by the non-recurring items (and other misclassifications) from 1996 that inflated the prior year's rep… The Restatement — Then the Largest in Corporate History293. The accounting review started in mid-July by Buntrock's successor continued through the end of the year, with the same long-time Company controllers conducting the review. AA continued as the Company's auditor, but a new engagement team was assembled to audit the …
New Management and the Third Quarter 1997 Charge287. In attempting to explain the quarter-to-quarter trends in 1997, new management was forced to confront the "one-off" problem — the true picture of the Company's 1997 results was skewed by the non-recurring items (and other misclassifications) from 1996 that inflated the prior year's rep…
The Restatement — Then the Largest in Corporate History293. The accounting review started in mid-July by Buntrock's successor continued through the end of the year, with the same long-time Company controllers conducting the review. AA continued as the Company's auditor, but a new engagement team was assembled to audit the …
DA: 21 PA: 75 MOZ Rank: 24
